Increased SEC registration requirements, Form PF amendments, and heightened investor due diligence expectations demand robust compliance and operational infrastructure for hedge funds of all strategies.
Hedge fund managers face increasing compliance obligations across SEC reporting, trading controls, valuation governance, and cybersecurity — all while managing institutional investor operational due diligence.
Form ADV updates, Form PF filing requirements, and ongoing compliance with Investment Advisers Act obligations for registered and exempt reporting advisers.
Insider trading controls, MNPI procedures, trade surveillance, best execution, and compliance with Section 13 and 16 reporting requirements.
Fair value policies, pricing vendor oversight, side pocket governance, and valuation committee frameworks that satisfy auditor and investor scrutiny.
Operational due diligence questionnaire support, onsite visit preparation, and institutional investor compliance across ILPA and other frameworks.
SEC cybersecurity risk management rules, investor data protection expectations, and building incident response and business continuity programs.
Administrator, prime broker, and custodian oversight frameworks — ensuring appropriate controls across your entire operational ecosystem.
Annual compliance reviews, policy and procedure development, code of ethics administration, and ongoing regulatory monitoring tailored to your fund's strategy and structure.
Mock examinations, document preparation, and response support for SEC presence exams, routine examinations, and sweep exams targeting private fund advisers.
ODD questionnaire completion, policy documentation enhancement, and onsite visit preparation to help you satisfy the most demanding institutional investors.
Comprehensive portfolio risk reviews, counterparty exposure analysis, and liquidity risk assessments — helping managers understand and mitigate the risks in their holdings.
Schedule a confidential consultation with our hedge fund specialists to discuss your fund's specific compliance and operational challenges.